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Securities Law

Have you had funds stolen from you by a financial advisor? Is your financial advisor abusing your account or buying you unsuitable investments? Has your financial advisor committed fraud or misrepresented key details to you?

Heritage Law Office is a securities law firm that provides a broad range of services to clients in the securities industry.

We have represented clients in major securities litigation and FINRA arbitration, recovering stolen assets for clients. We have significant experience dealing with financial advisors who outright stole assets, committed fraud, and created a Ponzi Scheme and their supervising firms . We have also represented clients in connection with registered and unregistered offerings of securities. 

Heritage Law Office Securities Law Services

Heritage Law Office offers securities services in the following areas:

  1. Securities Fraud
  2. Theft
  3. Unsuitability
  4. Churning
  5. Failure to Supervise
  6. Breach of Fiduciary Duty
  7. Excessive Trading
  8. Ponzi Schemes
  9. Annuity Fraud
  10. Surrender Penalty
  11. Advisor Negligence
  12. Promissory Notes
  13. Unauthorized Trading
  14. Unlicensed Trading
  15. Misrepresentation
  16. Elder Financial Abuse
  17. Failure to Conduct Due Diligence
  18. Failure to Disclose Risk
  19. Failure to Diversify
  20. Failure to Warn
  21. Failure to Execute
  22. False Statements and Omissions
  23. Forgery and Alteration of Documents
  24. FINRA Arbitration
  25. Inverse or Leveraged ETFs (Exchange Traded Funds)
  26. Non-Traded REITs
  27. Variable Annuity Fraud

Contact a Securities Litigation Attorney in Wisconsin

You trusted your financial advisor to help you grow your money, but now it seems like they've been taking advantage of you.

Financial abuse can happen to anyone. No one is immune from being scammed by a dishonest financial advisor.

Heritage Law Office is here to help. We have the experience and knowledge necessary to get your life back on track. We will fight for your rights and make sure that the person responsible for this crime pays for their actions. Contact us today by sending us a message or giving us a call at 414-253-8500.

Contact Us Today

For a comprehensive plan that will meet your needs or the needs of a loved one, contact us today. Located in Downtown Milwaukee, we proudly provide legal advice to those in Milwaukee County and surrounding communities.

Milwaukee Office
757 N. Broadway, Suite 300
Milwaukee, WI 53202
Minneapolis Office
Minneapolis, MN 55104
414-676-2787 (fax)
1 more location