Contact us for a Free Initial Consultation 414-253-8500

Unsuitability

At Heritage Law Office, our securities law services focus on suing financial advisors and advisory firms for unsuitability. If you have lost money investing with a financial advisor or firm, you may be a victim of unsuitability.

What is Unsuitability?

Unsuitability occurs when a broker recommends investments that are not appropriate for the investor, given their investment objectives. For example, an investor who is retired and lives off of their investment income may be unsuitable for high-risk investments with the potential for high rewards but also high losses. In another example, an investor who is in their 20s and has many years to save for retirement may be better suited for more aggressive investments. A broker must understand their client's investment objectives before making any recommendations. 

Contact a Securities Attorney in Wisconsin Today

At Heritage Law Office, our securities law services focus on suing financial advisors and advisory firms for unsuitability. If you have lost money investing with a financial advisor or firm, you may be a victim of unsuitability. Unsuitability occurs when a broker recommends investments that are not appropriate for the investor, given their investment objectives.

If you have lost money because your financial advisor or firm recommended unsuitable investments, you may be able to recover your losses through arbitration or litigation. The attorneys at Heritage Law Office have significant experience handling securities arbitration and litigation cases involving unsuitability claims. We are here to help! Contact Heritage Law Office today for a free consultation by sending us a message or giving us a call at 414-253-8500.

Contact Us Today

For a comprehensive plan that will meet your needs or the needs of a loved one, contact us today. Located in Downtown Milwaukee, we proudly provide legal advice to those in Milwaukee County and surrounding communities.

Menu